Abstract:
With decreasing land size, caused by fragmentation as family size increases, competition
for this scarce resource has led to prior consideration on what tree species to plant as
complementarities to household economy or as an encouraged agroforestry intervention
measure. Even though farmers can instinctively anticipate crop yield losses as trees grow,
they would likely be unable to accurately predict the period of viable intercropping and
their effects on soil resources. The current study hypothesizes that, the adoption and
management of trees in agricultural fields is largely influenced by household resource
endowment, land tenure and the period of occupation by current households. Farmers are
also hypothesized to be able to detect differences in soil quality within their farms by using
local soil quality indicators which can be confirmed by chemical soil analyses and they
understand changes in soil resulting from the presence of trees on farm. In addition,
different tree species at varying age/ stage of growth are hypothesized to have different
contribution to an agroecosystem in terms of competition, complementarity or balanced
off effects on below and above ground resources necessary for crop growth and
productivity. The study evaluated agroforestry adoption and practices within smallholder
farms in a former large-scale maize growing area of Trans-Nzoia County, Kenya to
understand the structure, densities and utilization of tree populations in agricultural
landscapes is useful in determining the species influencing agroecosystem functions. This
was followed by investigating how household resource endowment, land tenure and time
under current management affect the adoption and resulting agroforestry practices. Five
settlement schemes which were formerly large estates dominated by maize mono2
cropping were selected for the current study. Tree inventories of the farms was obtained
through transect walks across each settlement. A total of 123 farms were assessed
representing households of different resource endowment levels, tenure and number of
years under current management. Different analyses were carried out including farm size
and tree number, tree density, species richness, tree diversity and utilization of the
dominant tree species. This was followed by an assessment of water and nutrient dynamics
in maize (Zea mays) and dominant tree species; (Calliandra calothyrsus, Sesbania sesban,
Grevillea robusta, Eucalyptus spp, Croton macrostachyus and Markhamia lutea)
intercrop in the smallholders’ farms. The nature and extent of interaction was evaluated
to establish the existing tree-crop relationships and effect on crop productivity in the
farms. To understand the short and long-term effect of tree integration in the farms on soil
crop productivity, water and nutrient availability, Water Nutrient Light Capture in
Agroforestry Systems (WaNuLCAS) model was parameterized and simulations run of
three selected tree species (Grevillea robusta, Croton macrostachyus and Markhamia
lutea). Finally, to better understand the soil fertility problem in the study area we assessed
farmers knowledge on soil qualities in their farms, indicators used to detect changes in
soil quality which was evaluated by comparing with scientific knowledge. Lastly, their
perception of contribution of dominant tree species on soil quality was investigated. In
total, the study identified 44 tree/shrub species, 24 of which were indigenous and the rest
exotic. However, the exotic tree species dominated strongly in abundance with Eucalyptus
spp being the most frequent taxon and constituting 34.6% of all trees. Species richness
was found to be low compared to other agricultural landscapes in the region. Resource
3
constrained households were found to prefer fruit tree species and maintained high tree
diversity in the farms. Households with secure tenure had higher tree diversity than those
without who had higher species richness and opted for fast growing fodder and
fertilizer/firewood trees. Younger farms had fewer trees but highest species richness than
older farms. Results showed that farmers possess the knowledge of the crops that best
perform in each soil type they identified. Farmers also use plants as indicators of
differences in soil quality in the farm. The smallholders’ farmers have a wealth of
experience on local indicators of soil quality and contribution of agroforestry trees in
maize production systems. They know how to distinguish between fertile and infertile
soils using visual and morphological soil characteristics. Farmers’ perceptions of soil
quality were substantiated through soil chemical analyses and pH, boron, ECd, ExAc,
potassium and magnesium provided precise information on these differences. The ability
of the trees to increase soil fertility through leaves decomposition, nitrogen fixing, erosion
control and provision of minimal shade during dry seasons were the preferred attributes
of agroforestry tree species. Great tree management diversity was exhibited among the
farmers whereby they selectively prune trees perceived as competitive to crops but still
want to maintain them in the farm such as Eucalyptus spp and G. robusta. The smallholder
farmers in the study area remain important maize producers in Kenya with an average
maize yield of 6.5 tons ha-1 recorded. Maize yield under the dominant tree species showed
significant differences (P < 0.001) with leguminous species (C. calothyrsus and S. sesban)
recording the highest amount of grain weight. Dominant tree species within the farms
were also shown to significantly (P < 0.001) influence the spatial distribution of soil
water. The study found that under Eucalyptus spp (exotic) and S. sesban (native) the
amount of water was reduced compared to soil away from the tree influence while under
G. robusta (exotic) and C. macrostachyus (native) soil moisture was increased under the
trees. S. sesban (leguminous) and C. macrostachyus (non-leguminous) were shown to
have highest turnover rate of plant residues compared to the rest of dominant tree species
while Eucalyptus spp (non-leguminous) and G. robusta (non-leguminous) recorded
lowest turnover rate. Agroforestry zones recorded significant difference in amount of soil
pH (P = 0.074) and Mg (P = 0.034) under S. sesban which was not reported from other
tree species. The nutrient concentrations decreased with distance from tree stems and with
soil depth, a pattern caused by nutrient accumulation from litter fall below and high rate
of residue decomposition around S. sesban canopy. Modelling using WaNuLCAS
suggested that individual traits of tree species, management practices such as crop choices,
tree selection, intercrop spacing and age are important factors affecting water use, nutrient
availability and biomass production in smallholders’ maize-based farms in Trans-Nzoia
County. M. lutea was also shown to assist in P recycling in the farms. In contrast, there
was increased water competition exhibited under G. robusta which in turn translated to
low crop productivity under the tree. In conclusion, the study explains that; (1) the
establishment of a diverse tree cover in the study area involves the simultaneous action of
three main drivers, namely, household resource endowment, land tenure and time under
current management, (2) farmers hold complex ecological knowledge or local knowledge
on indicators of soil quality and contribution of agroforestry tree in their farms and they
recognize the tradeoffs underlying a biodiverse agroforestry system. Their creativ
capability in the utilisation of local knowledge was also demonstrated, (3) differences in
water availability and maize productivity under dominant tree species in smallholder
farms was shown to be much more complex than in monocultural systems; and (4)
different tree species contribute differently to soil nutrients in agroforestry systems
therefore it is not always beneficial to grow intimate mixtures of trees and crops. Farmers
should be encouraged to incorporate tree species that exhibited less competition with crop
into their farms such as S. sesban while avoiding those exhibiting increased competition
such as Eucalyptus spp. However, management of such tree species proved more
important to the farmer than total elimination and the integration of local knowledge with
scientific can be a good tool to enhance productivity of agroforestry systems.